SEC announces new legal action related to Brogdon case
By
Lois A. Bowers
Apr 09, 2017
The Securities and Exchange Commission has announced new legal action in a case involving Atlanta-based businessman Christopher F. Brogdon, who was charged in late 2015 with fraud in connection with his...
Law firm seeks to represent Brogdon investors
By
Lois A. Bowers
Dec 08, 2015
A New Orleans-based law firm is investigating potential claims on behalf of investors in municipal bond offerings orchestrated or assisted by Christopher Brogdon, who is facing SEC fraud charges.
Broker-dealer says it will ‘vigorously defend’ against allegations
By
Lois A. Bowers
Nov 23, 2015
A representative for the dealer-broker that served as a placement agent for some of the holdings of a businessman accused by the Securities and Exchange Commission of misusing the funds of senior living...
Brogdon ordered to develop investor repayment plan
By
Lois A. Bowers
Jan 10, 2016
Christopher Brogdon, the Atlanta-based businessman accused by the SEC of misusing investor funds raised to purchase and renovate senior living facilities, has been ordered by a federal court to develop...
SEC charges senior living exec with fraud, freezes assets
By
Lois A. Bowers
Nov 20, 2015
An Atlanta-based businessman amassed nearly $190 million through municipal bond and private placement offerings in which investors purportedly earned interest from revenues generated by the assisted living...
Senior living-related charges net $1.6 million settlement from BOK subsidiary
By
Lois A. Bowers
Sep 11, 2016
A subsidiary of Oklahoma-based BOK Financial Corp. has agreed to pay more than $1.6 million to settle charges that it concealed information from investors in municipal bond offerings to purchase and renovate...
Former senior living executive’s bankruptcy might jeopardize $86 million investor repayment plan
By
Lois A. Bowers
Sep 21, 2017
An Atlanta-based businessman accused by the SEC of misusing investor funds raised to purchase and renovate senior living facilities has filed for bankruptcy, calling into question his ability to fulfill...
Bank exec overseeing senior living-related bond offerings fined $55,000
By
Lois A. Bowers
Mar 08, 2017
A former bank executive responsible for a department overseeing what later was determined to be a series of fraudulent bond offerings by Christopher Brogdon will pay a $55,000 fine and will never work...
Senior living bond offerings spur second lawsuit against bank holding company
By
Lois A. Bowers
Mar 16, 2017
A second lawsuit has been filed against a bank holding company in relation to series of senior living-related bond offerings, some of which were later determined to be fraudulent and some of which have...
Cantone Research denies FINRA claim of loss to investors
By
Lois A. Bowers
Feb 16, 2016
A complaint against a broker-dealer that served as a placement agent for some holdings of a senior living businessman in trouble with the Securities and Exchange Commission contains “blatant misrepresentations,”...